Best Investors Account Sign in
Current Employers
Strategic Wealth Management Group

1776 Broadway Suite 1900, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-08
NY RA APPROVED 2021-05-29
  • NJ RA
    APPROVED
    Since 2021-06-08
  • NY RA
    APPROVED
    Since 2021-05-29

Branch Locations

1776 Broadway Suite 1900, New York, NY 10019 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rampart America Fort Lee NJ 01/2006 Present
Strategic Wealth Management Group New York NY 10/2013 Present
Previous Registrations
Other Businesses

INSURANCE BROKER (LIFE AND HEALTH, POPERTY & CASUALTY) 10 HOURS PER WEEK. NY, NY. STRATEGIC ADVISORS LLC INDEPENDENT CONTRACTOR FOR REGISTERED INVESTMENT ADVISORY FIRM- ESTIMATED 10 HOURS PER WEEK NY NY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-19
S63 Uniform Securities Agent State Law Examination 2000-03-27
  • S65 Uniform Investment Adviser Law Examination
    2001-11-19
  • S63 Uniform Securities Agent State Law Examination
    2000-03-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor