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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2017-07-26
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2017-07-26

Branch Locations

33 Riverside Dr, Binghamton, NY 13905 • United States

24 Mckinley Ave, Endicott, NY 13760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'COnnor Investments Binghamton NY 01/2007 11/2016
Visions Federal Credit Union Binghamton NY 11/2016 Present
Lpl Financial Llc Binghamton NY 10/2016 Present
Visions Analysis Llc Binghamton NY 09/2017 Present
  • 01/2007 → 11/2016
    O'COnnor Investments
    Binghamton, NY
  • 11/2016 → Present
    Visions Federal Credit Union
    Binghamton, NY
  • 10/2016 → Present
    Binghamton, NY
  • 09/2017 → Present
    Visions Analysis Llc
    Binghamton, NY
Other Businesses

1. 6/22/2017 - Visions Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/7/2017 - Visions Analysis LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/01/2017 - 166 Hours Per Month During Securities Trading. 3. 11/29/2017 - O'Connor Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/07/2016 - 173 Hours Per Month / 141 Hours During Trading. 4. 1/6/2020 - No Business Name - Not Investment Related - Location/Address: N/A - Outside/W-2 Employment - Driver - Started 10/25/2019 - 40 Hours Per Month/0 Hours During Securities Trading - DoorDash Driver. 5. 4/27/2020 - Visions Investment Services - DBA: The O'Connor Group (Owned by Visions Analysis, LLC) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2020 - 160 Hours Per Month/130 Hours During Securities Trading. 6. 09/22/2022 - Amazon Flex - Not Investment Related - Outside/W-2 Employment - independent contractor - Start Date - 08/27/2022 - 32 Hours Hours Per Month/0 Hours During Securities Trading 7. 12/12/2023 - Visions Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/21/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-24
  • S66 Uniform Combined State Law Examination
    2017-07-24
Designations

View on SEC IAPD

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