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401 Park Avenue South Suite 929, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-06 |
| CA | RA | APPROVED | 2022-02-10 |
| NY | RA | APPROVED | 2021-03-01 |
Branch Locations
401 Park Avenue South Suite 929, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanda Research Corp. | New York | NY | 08/2017 | Present |
| Vanda Securities Limited | Hong Kong | 06/2015 | 10/2017 |
Vanda Securities PTE. LTD. Director, Minority Shareholder, and Founding Partner 16-01 Singapore Land Tower 50 Raffles Place Singapore, 048623 Start Date: 03/06/2014 Nature of Business: Research Devote approximately 2 hours per month/during trading hours Duties: Ensure company holds AGM and files annual returns. Vanda Research LTD. Director Heathcoat House, 20 Savile Row London, United Kingdom, W15 3PR Start Date: 09/03/2019 Nature of Business: Research Devote approximately 2 hours per month/during trading hours Duties: Help oversee general direction of Firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-21 |
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