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Zoe Financial, Inc. CRD 285158
$283M regulatory AUM 20,538 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
666 Third Ave. 6Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-31 |
Branch Locations
666 Third Ave. 6Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | New York | NY | 07/2004 | 09/2016 |
| Jp Morgan Asset Management | New York City | NY | 10/2014 | 09/2016 |
| Zoe Financial & Co. | New York City | NY | 09/2016 | Present |
| Zoe Financial, Inc. | New York | NY | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-02-07 |
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