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Melissa Battiste

Raymond James & Associates, Inc.

Glen Falls, NY

CRD 4829235

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-10
  • NY RA
    APPROVED
    Since 2026-06-10

Branch Locations

125 Broad Street, Glen Falls, NY 12801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Glens Falls NY 07/2004 06/2026
Raymond James & Associates, Inc Glens Falls NY 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-01
  • S66 Uniform Combined State Law Examination
    2005-06-01
Other Names
  • Melissa Theresa Imbarrato

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
EDWARD JONES
MORGAN STANLEY

Nearby Investors

Lisa M Bruce
RANDALL F. F DEVANEY
CHRISTOPHER MARTIN ZITO

Nearby Offices

LPL FINANCIAL LLC · GLENS FALLS, NY
EDWARD JONES · GLENS FALLS, NY
MORGAN STANLEY · Glens Falls, NY

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