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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2020-03-10 |
Branch Locations
One Broad Street Plaza 2Nd Floor, Glens Falls, NY 12801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Glen Falls | NY | 04/2009 | Present |
Northern Rivers / 36 CADY HILL BLVD SARATOGA SPRINGS,NY 12866 /Empowering children, adults, and families to change their lives and build stronger communities / EDUCATION / FOR ELIGIBLE SENIO / MEMBER OF BOARD OF DIRECTORS / / DECISION MAKING PROCESS FOR NORTHERN RIVERS REGARDING FUNDING AND EXPANSION OPPORTUNITIES / START DATE 5/29/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-16 |
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