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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2014-04-01
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2014-04-01

Branch Locations

Malta, NY • United States

One Broad Street Plaza 2Nd Floor, Glens Falls, NY 12801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Finacial Services Inc Glen Falls NY 04/2014 Present
  • 04/2014 → Present
    Ubs Finacial Services Inc
    Glen Falls, NY
Previous Registrations
Other Businesses

EL MONDO LLC / 4897 Highway 17 BYPS, Myrtle Beach, SC 29577 / PARTNERSHIP/ REAL ESTATE / PURCHASE REAL ESTATE / PARTNER / / MAKE DECISIONS ON PROPERTIES TO PURCHASE AND MANAGE PROPERTIES / START DATE 6/2/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-17
  • S66 Uniform Combined State Law Examination
    2001-10-17
Other Names
  • Chris Zito
  • Christopher M Zito

View on SEC IAPD

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