Christopher Martin Zito

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED	2014-04-01

NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED

Since 2014-04-01

Branch Locations

Malta, NY • United States

One Broad Street Plaza 2Nd Floor, Glens Falls, NY 12801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Finacial Services Inc	Glen Falls	NY	04/2014	Present

04/2014 → Present

Ubs Finacial Services Inc

Glen Falls, NY

Previous Registrations

2013-01-31 → 2014-04-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clifton Park, NY

Albany, NY

Albany, NY

Other Businesses

EL MONDO LLC / 4897 Highway 17 BYPS, Myrtle Beach, SC 29577 / PARTNERSHIP/ REAL ESTATE / PURCHASE REAL ESTATE / PARTNER / / MAKE DECISIONS ON PROPERTIES TO PURCHASE AND MANAGE PROPERTIES / START DATE 6/2/2014

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-17

S66 Uniform Combined State Law Examination

2001-10-17

Other Names

Chris Zito
Christopher M Zito

View on SEC IAPD