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Kari Nelson Flores

Ameriprise Financial Services, LLC

Raleigh, NC

Wilmington, NC

Clayton, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-25
NC RA APPROVED 2011-09-01
  • TX RA
    APPROVED_RES
    Since 2022-03-25
  • NC RA
    APPROVED
    Since 2011-09-01

Branch Locations

4030 Wake Forest Rd Ste 108, Raleigh, NC 27609 • United States

3333 Wrightsville Ave Unit G-121, Wilmington, NC 28403 • United States

Clayton, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Raleigh NC 08/2011 03/2020
Ameriprise Financial Services, Llc Raleigh NC 03/2020 Present
Previous Registrations
  • 2009-10-23 → 2010-12-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tampa, FL
    Charlotte, NC
    Tampa, FL
    Saint Petersburg, FL
    Tampa, FL
    Clearwater, FL
    Clearwater, FL
    Lakeland, FL
    Tampa, FL
  • 2006-04-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Tampa, FL
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-25
S63 Uniform Securities Agent State Law Examination 2004-10-05
  • S66 Uniform Combined State Law Examination
    2006-04-25
  • S63 Uniform Securities Agent State Law Examination
    2004-10-05
Other Names
  • Kari Lynn Nelson
  • Kari Nelson Flores
  • Kari Nelson

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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