Best Investors Account Sign in
Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-17

Branch Locations

1600 West Loop South, Suite 700, Houston, TX 77027 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-17

Branch Locations

1600 West Loop South, Suite 700, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Houston TX 06/2009 01/2025
Morgan Stanley Private Bank, N.A. New York NY 01/2015 01/2025
Rockefeller Financial Llc Houstonton TX 01/2025 Present
Rockefeller Capital Management Houston TX 01/2025 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 01/2025
    Morgan Stanley Smith Barney Llc
    Houston, TX
  • 01/2015 → 01/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2025 → Present
    Houstonton, TX
  • 01/2025 → Present
    Houston, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2025-01-30
    Houston, TX
    Houston, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Houston, TX
  • 2004-10-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Houston, TX
    Houston, TX
Other Businesses

AGGIE FINANCIAL PARTNERS LLC, OWNER; HOLDS OWNER OF FENWOOD FINANCIAL PARTNERS LLC; START DATE: 01/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; INVESTMENT RELATED; HOUSTON, TX *585490 - Lending; Investment related-Yes; Bellaire, Texas; Car Loan; Lender (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 0; Lender *585488 - Eric Watts - source of repayment when working ; Investment related - Yes ; Lake Jackson,Texas ; Car Loan ; Family Member(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2023 ; During business hours : 0 ; After business hours : 0 ; Lender *43622- Fenwood Financial Partners LLC(FA's investments); Investment related: Yes; Bellaire, Texas; Oil/Energy; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 0; Investment Decisions/Advice

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2004-09-10
Designations
Other Names
  • Charles M Vetters
  • Charles Monroe Vetters Jr
  • Charles Monroe Vetters
  • Charles Monroe Vetters Jr.

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor