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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-17 |
Branch Locations
1600 West Loop South, Suite 700, Houston, TX 77027 • United States
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-17 |
Branch Locations
1600 West Loop South, Suite 700, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Houston | TX | 06/2009 | 01/2025 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 01/2025 |
| Rockefeller Financial Llc | Houstonton | TX | 01/2025 | Present |
| Rockefeller Capital Management | Houston | TX | 01/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
AGGIE FINANCIAL PARTNERS LLC, OWNER; HOLDS OWNER OF FENWOOD FINANCIAL PARTNERS LLC; START DATE: 01/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; INVESTMENT RELATED; HOUSTON, TX *585490 - Lending; Investment related-Yes; Bellaire, Texas; Car Loan; Lender (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 0; Lender *585488 - Eric Watts - source of repayment when working ; Investment related - Yes ; Lake Jackson,Texas ; Car Loan ; Family Member(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2023 ; During business hours : 0 ; After business hours : 0 ; Lender *43622- Fenwood Financial Partners LLC(FA's investments); Investment related: Yes; Bellaire, Texas; Oil/Energy; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 0; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-10 |
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