James Alan Kuxhaus

Current Employers

Employment History

• 08/2016 → 09/2024
  Cetera Advisors Llc
  Denver, CO
• 11/2011 → Present
  Jak Enterprises, Llc
  Salemn, OR
• 11/2011 → Present
  Directions Wealth Management
  Salemn, OR
• 03/2024 → 09/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2024 → 05/2026
  Commonwealth Financial Network
  San Diego, CA
• 07/2026 → Present
  Savvy
  Valparaiso, IN

Previous Registrations

• 2024-09-09 → 2026-08-06
  Commonwealth Financial Network
  Salem, OR
  Valparaiso, IN
  Salem, OR
  San Diego, CA
• 2024-03-21 → 2024-09-10
  Cetera Investment Advisers Llc
  Salem, OR
  Valparaiso, IN
• 2016-08-25 → 2024-03-21
  Cetera Advisors Llc
  Salem, OR
  Portland, OR
  Salem, OR
  Valparaiso, IN
• 2011-12-08 → 2016-09-08
  Lpl Financial Llc
  Salem, OR
  Salem, OR
  Olympia, WA
• 2010-10-22 → 2011-12-09
  Wells Fargo Clearing Services, Llc
  Salem, OR

Other Businesses

Directions Wealth Management, Investment related, Valparaiso, IN 46383; serves as the DBA entity for work at Savvy Wealth, Wealth Manager, 06/01/2026, same hours as role at Savvy -this is the DBA for this role. Owner, JAK Enterprises, LLC, a private entity established to facilitate securities, advisory, and insurance business; Located in Valparaiso, IN 46383, as of 11/28/2021; 5% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-22

Designations