Eric Christopher Froberg

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Raymond James Financial Services, Inc
  Marquette, MI
• 11/2013 → Present
  Raymond James Financial Services Advisors Inc.
  Marquette, MI

Previous Registrations

• 2010-04-05 → 2013-10-29
  Wells Fargo Clearing Services, Llc
  Marquette, MI

Other Businesses

(1)Name of Business: Mark Aho Financial Group Address: 205 N Lakeshore Blvd Ste B, Marquette, MI, 49855, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/25/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I act as a Financial Advisor within our team. (2)Name of Business: No Address: 462 W Hewitt, Marquette, MI, 49855, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 10/25/2013 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I work as a referee and serve as an independent contractor to Marquette Junior Hockey, Michigan High School Athletic Association, USA Hockey, and the Central Collegiate Hockey Association.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-22