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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-06-29 |
Branch Locations
539 North Main St., Hendersonville, NC 28792 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 11/2005 | Present |
1) Buncombe County Schools; 475 Enka Lake Rd, Candler NC, 28715; Track and Field Coach; To begin 03/01/2022; Track and Field Coach for Enka High School Boys and Girls teams; 20 hours/month, 8 hours during trading hours. Non-Investment Related; Business is not a client of the Firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-06 |
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