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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-06-29
  • NC RA
    APPROVED
    Since 2009-06-29

Branch Locations

539 North Main St., Hendersonville, NC 28792 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 11/2005 Present
  • 11/2005 → Present
    First Citizens Investor Services
    Raleigh, NC
Other Businesses

1) Buncombe County Schools; 475 Enka Lake Rd, Candler NC, 28715; Track and Field Coach; To begin 03/01/2022; Track and Field Coach for Enka High School Boys and Girls teams; 20 hours/month, 8 hours during trading hours. Non-Investment Related; Business is not a client of the Firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-26
S63 Uniform Securities Agent State Law Examination 2000-04-06
  • S65 Uniform Investment Adviser Law Examination
    2009-06-26
  • S63 Uniform Securities Agent State Law Examination
    2000-04-06
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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