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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-22
KS RA APPROVED 2004-10-19
  • TX RA
    APPROVED
    Since 2023-08-22
  • KS RA
    APPROVED
    Since 2004-10-19

Branch Locations

3220 Mesa Way Ste D, Lawrence, KS 66049 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lawrence KS 07/2004 03/2020
Ameriprise Financial Services, Llc Lawrence KS 03/2020 Present
Other Businesses

Outside Employment; SRS Enterprise, Inc.; Associate Financial Advisor - Associate Financial Advisor; Other To manage practice operations; 3220 Mesa Way , Suite D, Lawrence, KS, 66049; Not Investment-Related; 02/17/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-23
  • S66 Uniform Combined State Law Examination
    2004-09-23

View on SEC IAPD

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