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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-03-11 |
| CT | RA | APPROVED | 2018-06-07 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
Croton On Hudson, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian/Hudson Financial Group | Tarrytown | NY | 03/2014 | 03/2018 |
| Park Avenue Securities Llc | Tarrytown | NY | 03/2014 | 03/2018 |
| Morgan Stanley | New York | NY | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-30 |
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