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Angela Wallace Holmes

Ameriprise Financial Services, LLC

Roanoke, VA

Roanoke, VA

CRD 4826612

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-06
VA RA APPROVED 2012-11-14
  • TX RA
    APPROVED
    Since 2014-01-06
  • VA RA
    APPROVED
    Since 2012-11-14

Branch Locations

3130 Chaparral Dr Ste 204 Bldg B, Roanoke, VA 24018 • United States

Roanoke, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roanoke VA 05/2012 03/2020
Ameriprise Financial Services, Llc Roanoke VA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-13
S63 Uniform Securities Agent State Law Examination 2005-09-12
  • S65 Uniform Investment Adviser Law Examination
    2012-11-13
  • S63 Uniform Securities Agent State Law Examination
    2005-09-12
Other Names
  • Angela Marie Wallace

View on SEC IAPD

Nearby Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA

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