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5454 W. 110Th Street, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-09 |
Branch Locations
1515 W. 22Nd St., Suite 850W, Oak Brook, IL 60523 • United States
5454 W. 110Th Street, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mesirow Financial, Inc. | Chicago | IL | 01/2004 | 09/2023 |
| Creative Planning, Llc | Chicago | IL | 10/2023 | Present |
1.) Empower Retirement, Provider of 401(k) Recordkeeping Services, Advisory Board Member, I was asked to sit on their Advisory Board, I believe this is a two year commitment. 1 meeting per year. Devote 8 hours per month. 2.) Benedictine University, Sitting on the President's Leadership Counsel, devote 1 hour per month. 3.) CHOOSE DUPAGE, TITLE: BOARD REPRESENTATIVE, ATTEND QUARTERLY MEETING AND PARTICIPATE IN VARIOUS COMMITTES, FOCUSED ON THE ECONOMIC GROWTH AND DEVELOPMENT OF DUPAGE COUNTY, DEVOTE 2 HOURS PER MONTH. 4.) AP Music City Real Estate, LLC, Managing Member, LLC to hold real estate asset, Maintain books and records, Devote 0.5 hours per month. 5.) Rental Property; Westmont, IL; is investment related; Manage Income Property; start date 6.30.2018; 1 hour per month/0 hours per month during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-01-19 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-06 |
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