Jason Riichi Segawa

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Independent Financial Group
  Honolulu, HI

Previous Registrations

• 2012-05-08 → 2013-01-14
  Bfc Planning, Inc.
  Honolulu, HI
  Cedar Rapids, IA
• 2012-03-05 → 2012-05-18
  Transamerica Financial Advisors, Llc
  Honolulu, HI
  Honolulu, HI

Other Businesses

(1) WESTLEY R. SEGAWA & ASSOCIATES POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/20/1990 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: INDEPENDENT CONTRACTOR/CONSULTANT FOR WESTLEY R. SEGAWA & ASSOCIATES A FAMILY-OWNED CIVIL & STRUCTURAL ENGINEERING FIRM (2) RENTAL PROPERTY POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2009 ADDRESS: 1687 Pensacola Street, Honolulu HI 96822, United States DESCRIPTION: 50% OWNER OF RENTAL PROPERTY SINCE (3) HAWAII ESTATE PLANNING COUNCIL POSITION: member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: MEMBER OF HAWAII ESTATE PLANNING COUNCIL (4) SEGAWA CONSULTING GROUP, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/13/2015 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (5) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2004 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: HI INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (6 TBD, TAX PREPARATION POSITION: Agent/Representative NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/25/2025 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: Plan to add tax preparation to services. Business partner Alex Tokunaga, CPA will be 50% owner. My duties will be referring clients and prospects to tax service and assisting clients in scanning tax forms needed and communication in relation to completing tax services (7) KIPUKA FOUNDATION POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2024 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: Will be President of this private foundation involving immediate family members, including parents, siblings, inlaws, and nieces and nephews (8) SAGE SCHOLARS POSITION: Agent/Representative NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: This OBA was approved originally in 2014 but I now see it was declined in 2020 for unknown reason. I have the original approval on file. This is a points program, similar to airline mileage, but clients get a points equal to 5% of their AUM with advisor. These points can be redeemed for college tuition at participating colleges. This does not cost clients to sign up. Cost advisor approx $900 a year to offer this to clients.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-07-24

Designations

• Certified Financial Planner