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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-10-21 |
Branch Locations
31 West 52Nd Street 16Th Floor, New York, NY 10019 • United States
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 06/2015 | 03/2017 |
| Westchester Capital Management | Valhalla | NY | 06/2017 | 10/2021 |
| Quasar Distributors, Llc | Milwaukee | WI | 06/2017 | 12/2018 |
| Compass Distributors, Llc | Valhalla | NY | 01/2019 | 10/2021 |
| Virtus Investment Partners | Hartford | CT | 10/2021 | Present |
| Vp Distributors Llc | Hartford | CT | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-11 |
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