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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-26 |
| TX | RA | APPROVED_RES | 2022-01-27 |
Branch Locations
3605 Glenwood Ave., Suite 390, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Clayton | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clayton | NC | 11/2016 | 01/2022 |
| Stifel Nicolaus & Co Inc | Raleigh | NC | 01/2022 | Present |
Rental Property; 311 Cumberland Terrace Dr 7E Myrtle Beach SC 29572; owner; maintain property; 8/15/23; not during securities trading hours; inv related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-09 |
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