Best Investors Account Sign in
Inactive

Leo John Dierckman

Oppenheimer Asset Management

Carmel, IN

Claim This Profile
Current Employers
Oppenheimer Asset Management

85 Broad Street, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
IN RA APPROVED 2026-01-05
MI RA APPROVED 2026-01-05
IL RA APPROVED 2007-01-11
  • CA RA
    APPROVED
    Since 2026-01-05
  • IN RA
    APPROVED
    Since 2026-01-05
  • MI RA
    APPROVED
    Since 2026-01-05
  • IL RA
    APPROVED
    Since 2007-01-11

Branch Locations

630 West Carmel Drive Suite 250, Carmel, IN 46039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Investment Management Llc Carmel IN 06/2005 Present
Oppenheimer Asset Management Inc. New York NY 06/2005 Present
  • 06/2005 → Present
    Oppenheimer Investment Management Llc
    Carmel, IN
  • 06/2005 → Present
    Oppenheimer Asset Management Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-27
  • S65 Uniform Investment Adviser Law Examination
    2004-10-27

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC
ARCHER INVESTMENT CORPORATION

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN

More in Carmel, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor