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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2012-11-19 |
| CT | RA | APPROVED | 2007-05-31 |
Branch Locations
225 Liberty St 2 World Financial Ctr, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2007 | Present |
| Bank Of America, N.A. | New York | NY | 05/2010 | Present |
I*85139 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WOMEN'S EDUCATION PROJECT INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10001 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/26/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD MEMBER - ATTEND 4 MEETINGS A YEAR. PROVIDE INPUTS ON STRATEGIC GROWTH FOR THE NON-PROFIT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-19 |
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