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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| NY | RA | APPROVED | 2021-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2013 | 05/2019 |
| Bank Of America, N.A. | New York | NY | 10/2013 | 05/2019 |
| Wells Fargo Clearing Services | Melville | NY | 05/2019 | 04/2021 |
| Wells Fargo Bank | Melville | NY | 05/2019 | 04/2021 |
| Jpmorgan Chase Bank, N.A. | Garden City | NY | 04/2021 | Present |
| J.P. Morgan Securities Llc | Garden City | NY | 04/2021 | Present |
Entity Name: Locust Valley Cemetery Association Inc. Investment related: Yes "Address: 117 Ryefield Road, Locust Valley, NY 11560 www.lvcemetery.com" Nature of the other business: Nonprofit Position/Title/Relationship: Board Members Start Date: 02/13/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Service on investment committee for Locust Valley Cemetery Association Inc. The aim of the association is long term management of the cemetery. Entity Name: Locust Valley Cemetery Association Inc. Investment related: Yes Address: 117 Ryefield Road, Locust Valley, NY 11560 www.lvcemetery.com Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/09/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been serving on the Locust Valley Cemetery Association Board for almost a year, and have been asked me to Chair its Investment Committee. J.P. Morgan has no investment or banking relationship with the organization and there are no existing/anticipated conflicts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-14 |
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