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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-01-20
SC RA APPROVED 2025-12-10
ME RA APPROVED 2025-09-17
IL RA APPROVED 2025-01-17
MN RA APPROVED 2024-09-24
GA RA APPROVED 2023-06-01
AZ RA APPROVED 2022-02-01
WA RA APPROVED 2021-01-26
NC RA APPROVED 2014-09-11
FL RA APPROVED 2011-08-31
  • VA RA
    APPROVED
    Since 2026-01-20
  • SC RA
    APPROVED
    Since 2025-12-10
  • ME RA
    APPROVED
    Since 2025-09-17
  • IL RA
    APPROVED
    Since 2025-01-17
  • MN RA
    APPROVED
    Since 2024-09-24
  • GA RA
    APPROVED
    Since 2023-06-01
  • AZ RA
    APPROVED
    Since 2022-02-01
  • WA RA
    APPROVED
    Since 2021-01-26
  • NC RA
    APPROVED
    Since 2014-09-11
  • FL RA
    APPROVED
    Since 2011-08-31

Branch Locations

1800 North Military Trail Suite 340, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Boca Raton, FL 07/2011 Present
Agia Houston TX 12/2022 Present
Barrett-Jackson Auction Scottsdale AZ 04/2024 Present
  • 07/2011 → Present
    Boca Raton,, FL
  • 12/2022 → Present
    Agia
    Houston, TX
  • 04/2024 → Present
    Barrett-Jackson Auction
    Scottsdale, AZ
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products BARRETT-JACKSON AUCTION POSITION: Driver NATURE: Company sells vehicles during auction INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 04/15/2024 ADDRESS: 1555 N. 79th Pl., Scottsdale AZ 85260, United States DESCRIPTION: I drive the vehicles onto the auction block during the West Palm Beach shows. I only work 1 week during the year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-04
S63 Uniform Securities Agent State Law Examination 2004-09-22
  • S66 Uniform Combined State Law Examination
    2007-01-04
  • S63 Uniform Securities Agent State Law Examination
    2004-09-22
Other Names
  • Marc Kleiman

View on SEC IAPD

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