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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-23 |
| NY | RA | APPROVED | 2021-07-18 |
| TX | RA | APPROVED | 2021-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Managed Account Advisors Llc : 142558 | Jersey City | NJ | 10/2007 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 09/2017 | 06/2021 |
| Morgan Stanley | New York | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-12 |
| S66 | Uniform Combined State Law Examination | 2005-01-18 |
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