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Thomas Baker Hayn

Aegis Capital Corp.

New York, NY

Downingtown, PA

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-08
VA RA APPROVED 2026-04-03
PA RA APPROVED 2025-12-01
TX RA APPROVED_RES 2025-12-01
  • NY RA
    APPROVED
    Since 2026-05-08
  • VA RA
    APPROVED
    Since 2026-04-03
  • PA RA
    APPROVED
    Since 2025-12-01
  • TX RA
    APPROVED_RES
    Since 2025-12-01

Branch Locations

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Downingtown, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Santander Bank Na Bala Cynwyd PA 08/2014 12/2016
Santander Securities Llc Guaynabo PR 08/2014 12/2016
Citizens Securities, Inc. Phoenixville PA 12/2016 06/2023
Wells Fargo Clearing Services, Llc Radnor PA 06/2023 11/2025
Aegis Capital Corp New York NY 11/2025 Present
Previous Registrations
  • 2023-06-23 → 2025-12-03
    Wells Fargo Clearing Services, Llc
    Radnor, PA
    Radnor, PA
    Kennett Square, PA
    Philadelphia, PA
  • 2016-12-27 → 2023-06-30
    Citizens Securities, Inc.
    Phoenixville, PA
    Plymouth Meeting, PA
    Exton, PA
    West Chester, PA
    Exton, PA
    Phoenixville, PA
    Ardmore, PA
    Narberth, PA
    Conshohocken, PA
    Exton, PA
    Downingtown, PA
    Exton, PA
    Phoenixville, PA
    Phoenixville, PA
    Phoenixville, PA
  • 2014-08-14 → 2017-01-06
    Santander Securities Llc
    Philadelphia, PA
    Villanova, PA
    Springfield, PA
    Yeadon, PA
    Marcus Hook, PA
    Havertown, PA
    Ardmore, PA
    Wayne, PA
    Devon, PA
    Bryn Mawr, PA
    Toms River, NJ
    Philadelphia, PA
    Philadelphia, PA
    Cherry Hill, NJ
    Villanova, PA
    Bethlehem, PA
    Villanova, PA
  • 2008-01-15 → 2014-08-08
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1) ACC AGENCY, INC. 1305 WALT WHITMAN RD. STE 120 MELVILLE, NY 11747; INVESTMENT RELATED; INSURANCE GENERAL AGENCY, PRODUCER/AGENT; START DATE: 03-12-2026; 5-10 HOURS PER MONTH DEDICATED TO BUSINESS; 5-10 HOURS PER DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-29
S63 Uniform Securities Agent State Law Examination 2004-07-20
  • S65 Uniform Investment Adviser Law Examination
    2007-11-29
  • S63 Uniform Securities Agent State Law Examination
    2004-07-20
Other Names
  • Thomas Baker Hayn

View on SEC IAPD

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