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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2006-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Huges Tax Preparation | Worcester | MA | 12/1996 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2002 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2006 | Present |
1) JOHN HUGHES TAX PREP - NOT INVESTMENT RELATED - THE POSITION IS SELF EMPLOYED TAX PREPARER - AFFILIATION DATES: STARTED 12/96 TO PRESENT - WORK APPROX 40 HRS/WK - DUTIES ARE TAX PREPARATION, PLANNING, TAX SAVING ANALYSIS AND CLIENT RELATIONS, GIVING ADIVCE. 2) HUGHES WEALTH MANAGEMENT; 100 GROVE ST, WORCESTER, MA; BRANDED NAME OF INVESTMENT BUSINESS; FINANCIAL ADVISER SINCE 10/26/09; 20 HRS/WK; DUTIES-FINANCIAL ADVISER AND IAR:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-06 |
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