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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-18 |
Branch Locations
13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA
321 N. Larchmont Blvd, Suite 800, Los Angeles, CA 90004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Wealth Advisors Group | San Mateo | CA | 08/2016 | 11/2016 |
| Lpl Financial | Los Gatos | CA | 08/2016 | 09/2016 |
| Madison Avenue Securities, Llc | San Diego | CA | 11/2016 | Present |
| Empress Investment Group | San Diego | CA | 01/2024 | Present |
1.) NAME: EMPRESS INVESTMENT GROUP; ADDRESS: 312 N LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004; INVESTMENT RELATED: YES; POSITION: REGISTERED SALES ASSISTANT; DUTIES: FINANCIAL ADVISOR AND REGISTERED SALES ASSISTANT; HOURS PER WEEK: 40 HOURS; START DATE: 1/3/2024; CA INSURANCE LICENSE ACCIDENT & HEALTH OR SICKNEES, LIFE, VL & VA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-21 |
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