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Tiffney Chang

LPl Financial LLC

Pasadena, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-19
  • CA RA
    APPROVED
    Since 2023-07-19

Branch Locations

599 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services, Inc. Pasadena CA 04/2013 Present
Bank Of The West Pasadena CA 04/2013 Present
Lpl Financial Llc Alhambra CA 07/2023 Present
  • 04/2013 → Present
    Bancwest Investment Services, Inc.
    Pasadena, CA
  • 04/2013 → Present
    Bank Of The West
    Pasadena, CA
  • 07/2023 → Present
    Lpl Financial Llc
    Alhambra, CA
Previous Registrations
  • 2013-04-29 → 2023-07-19
    Bancwest Investment Services, Inc.
    Pasadena, CA
    Pasadena, CA
    Alhambra, CA
    Gardena, CA
    Rowland Heights, CA
    Temple City, CA
    West Covina, CA
    Westminster, CA
    Pasadena, CA
    Huntington Beach, CA
    Monterey Park, CA
    Alhambra, CA
    Temple City, CA
    Huntington Beach, CA
    Pasadena, CA
  • 2007-10-10 → 2013-04-25
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
    Atlanta, GA
    Brea, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-03
S63 Uniform Securities Agent State Law Examination 2004-10-22
  • S66 Uniform Combined State Law Examination
    2007-10-03
  • S63 Uniform Securities Agent State Law Examination
    2004-10-22
Other Names
  • Yu-Li Chang
  • Tiffany Yu-Li Chang
  • Tiffney Yu-Li Chang
  • Tiffney Chang
  • Yu-Li Yu-Li Chang
  • Tiffney Y Chang

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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