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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-24 |
| IL | RA | APPROVED | 2004-09-06 |
Branch Locations
535 E Diehl Rd Ste 270, Naperville, IL 60563-2260 • United States
Oswego, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Warrenville | IL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Warrenville | IL | 03/2020 | Present |
Business Ownership; JAG Holdings, LLC; ; Holding company for real estate; 28377 Davis PkwySuite 601Warrenville, IL 60543, ,; Investment-Related; 12/10/2015; 1 to 9 hours per month; 0 during trading hours / John E Muldoon Group Inc.; Management and record keeping for the business.; Management Business; 210 Bennett Ct. N, , Oswego, IL, 60543; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours / Davis Parkway Group LLC; Shareholder and co-management of the entity; Management & Operations; 28377 Davis Pkwy, Suite 601, , Warrenville, IL, 60555; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-03 |
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