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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED | 2024-10-04 |
Branch Locations
2041 Rosecrans Ave Suite 355 [Satellite], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Beverly Hills | CA | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | 10/2024 |
| Wells Fargo Advisors Financial Network, Llc | Reno | NV | 10/2024 | Present |
FILLINGER WEALTH MANAGEMENT LLC, INV RELATED, EL SEGUNDO, CA, 100% OWNERSHIP, START 5/30/24, 160 HRS PER MONTH, 100 HRS DURING TRADING, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-28 |
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