Robert Stuart Holden

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 07/2023
  Principal Life Insurance Company
  New York, NY
• 05/2014 → 07/2023
  Principal Securities Inc
  New York, NY
• 05/2014 → Present
  Advanced Corporate Solutions
  New York, NY
• 07/2023 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2021-06-30 → 2023-08-07
  Principal Securities, Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1. Fixed insurance sales; as of 6/7/2023; 30% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner of rental property located in New York, NY, as of 6/07/2023; 2% time spent during business hours; Not conducted at branch location; Investment related. 3. Co-Owner, ACS Advisory and Planning Services, LLC, a private entity established to facilitate advisory business; as of 08/07/2023; 60% of time spent during business hours; Conducted at branch; Investment related. 4. Fixed insurance sales; as of 01/01/2024; 15% of time spent during business hours; Conducted at branch location; Investment related. 5. Co-Owner, Imperity Insurance Services, LLC, DBA Imperity Insurance & Benefits Consulting; a private entity established to facilitate insurance business; as of 01/01/2024; 15% time spent during business hours; Conducted at branch; Investment related. 6. Co-Owner, Imperity Advisors, LLC; a private entity established to facilitate advisory business; as of 01/01/2024; 4% time spent during business hours; Conducted at branch; Investment related. 7. Referrals to Imperity Tax; tax preparation services; as of 07/01/2024; Less than 10% of time spent during business hours; Conducted at branch; Not investment related. 8. Tax preparation and planning, Imperity Group, LLC DBA Imperity Tax; as of 06/01/2024; 10% of time spent during business hours; conducted at branch; Not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-12-18

Other Names

• R. Stuart Holden
• Robert Stuart Holden
• Stuart Holden
• Robert Stuart Holden