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Luana Kae Branigan

Wells Fargo Clearing Services, LLC

El Segundo, CA

Tarpon Springs, FL

Torrance, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Los Angeles CA 09/2006 Present
Wells Fargo Advisors Llc Los Angeles CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
  • 09/2006 → Present
    Wells Fargo Bank
    Los Angeles, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
Previous Registrations
  • 2005-09-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-03
  • S66 Uniform Combined State Law Examination
    2005-09-03
Other Names
  • Luana Kae Karpunin

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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