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Carlos Alberto Naranjo

LPl Enterprise, LLC

San Diego, CA

Irvine, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Chula Vista CA 09/2015 09/2022
Pruco Securities, Llc San Diego CA 10/2022 11/2024
Lpl Enterprise, Llc San Diego CA 11/2024 Present
Previous Registrations
  • 2022-10-05 → 2024-11-14
    Pruco Securities, Llc.
    San Diego, CA
    Irvine, CA
  • 2015-10-01 → 2022-10-03
    U.S. Bancorp Investments, Inc.
    Chula Vista, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2012-10-01 → 2015-10-07
    J.P. Morgan Securities Llc
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    San Ysidro, CA
    San Ysidro, CA
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
  • 2010-08-11 → 2012-10-01
    Chase Investment Services Corp.
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    Chula Vista, CA
    San Diego, CA
    Chula Vista, CA
    Chula Vista, CA
  • 2009-11-10 → 2010-06-10
    Edward Jones
    St Louis, MO
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-30
S63 Uniform Securities Agent State Law Examination 2008-05-03
  • S66 Uniform Combined State Law Examination
    2009-10-30
  • S63 Uniform Securities Agent State Law Examination
    2008-05-03
Other Names
  • Carlos A Naranjo

View on SEC IAPD

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Other Offices

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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