Joe M Badt

Current Employers

Employment History

• 01/2007 → 06/2024
  Securities America Inc
  Shreveport, LA
• 01/2007 → 06/2024
  Securities America Advisors Inc
  Shreveport, LA
• 09/2000 → Present
  Badt Properties, Llc
  Shreveport, LA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Shreveport, LA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Shreveport, LA

Previous Registrations

• 2012-07-18 → 2024-06-14
  Securities America Advisors, Inc.
  Shreveport, LA
• 2004-09-20 → 2007-01-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Shreveport, LA
  Shreveport, LA

Other Businesses

1. JMB-WM PRESIDENT - BOOKKEEPING - 2% TIME SPENT 2. JMB-WM INC POSITION: Manager/Owner NATURE: JMB-WM INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 1829 Corporate Dr, Shreveport LA 71107 DESCRIPTION: This is the OBA I run all my Securities America Commissions and expenses through. 3. BADTBADT LLC POSITION: Manager NATURE: BADTBADT LLC/FAMILY INVESTMENTS--PARTNER - 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2006 ADDRESS: 1829 Corporate Dr, Shreveport LA 71107 DESCRIPTION: This is a holding company for real estate owned by the family. 4. BADT MOUNTAIN TOP RESORT POSITION: Manager NATURE: BADT MOUNTIAN TOP RESORT/VACATION HOME SISTER (NANCY BADT BERNSTIEN) AND I --MANAGER - 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 844 Horse Ranch, Snowmass Village CO 80165 DESCRIPTION: Vacation Home I own with my sister. That is why it is in an LLC 5. BCB FAMILY HOLDINGS LLC POSITION: Manager NATURE: Family Investment holdings! INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 1829 Corporate Dr, Shreveport LA 71107 DESCRIPTION: These are brokers own holdings and his two children. LLC is for asset protection and estate planning. 6. BERNSTEIN FAMILY GST IRREVOCABLE TRUST U/A/D MARCH 19, 2015 POSITION: trustee NATURE: This is a GST Irrevocable trust my sister established in 2015 and is now starting to fund. It is for her benefit and my three nieces. This trust has been dormant until now. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 6045 Bratton Place, Charlotte NC 28277 DESCRIPTION: This will be an accounted funded with distributions from Bernstein Family Properties SGH-484652. There maybe purchases of stocks, ETF or mutual funds if balance is high enough.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-17

Other Names

• Joe Badt, Jr