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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2015-11-30 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
1101 Ave J, Fl1, Brooklyn, NY 11230 • United States
1002 Brighton Beach Ave, Brooklyn, NY 11235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 02/2010 | Present |
| J.P. Morgan Securities Llc | Brooklyn | NY | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-25 |
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