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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-28 |
| IA | RA | APPROVED | 2026-07-27 |
Branch Locations
1200 Valley West Dr, Suite 707, West Des Moines, IA 50266 • United States
Phoenix, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Des Moines | IA | 10/2009 | 11/2017 |
| Wells Fargo Clearing Services Llc | Des Moines | IA | 11/2017 | 07/2026 |
| Lpl Financial | West Des Moines | IA | 07/2026 | Present |
1. 06/2026 – RetireRight – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 7/29/2026 2. 06/2026 – Good life Insurance Associates – Non-Variable Insurance – Inv Related – 20 Hour(s)/Month – 20 Hour(s) During Trading – West Des Moines IA 50266 – OBA Start Date: 07/29/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-28 |
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