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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-02-06
IL RA APPROVED 2014-03-04
  • KS RA
    APPROVED
    Since 2025-02-06
  • IL RA
    APPROVED
    Since 2014-03-04

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Claymore Securities, Inc. Lisle IL 07/2007 Present
  • 07/2007 → Present
    Claymore Securities, Inc.
    Lisle, IL
Previous Registrations
Other Businesses

OWNER OF A RENTAL PROPERY IN LISLE, IL. NO BUSINESS IS CONDUCTED DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-06
  • S66 Uniform Combined State Law Examination
    2004-08-06

View on SEC IAPD

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