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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-11-14
MD RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
VA RA APPROVED 2024-11-14
WV RA APPROVED 2024-11-14
  • DE RA
    APPROVED
    Since 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14
  • WV RA
    APPROVED
    Since 2024-11-14

Branch Locations

909 Rose Avenue Suite 650, North Bethesda, MD 20852 • United States

303 International Circle Suite 105, Hunt Valley, MD 21030-1364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Bethesda MD 06/2004 11/2024
Prudential Insurance Company Of America Bethesda MD 06/2004 Present
Lpl Enterprise, Llc Hunt Valley MD 11/2024 Present
Previous Registrations
  • 2004-11-18 → 2024-11-14
    Hunt Valley, MD
    Bethesda, MD
    North Bethesda, MD
    Newark, DE
    Hunt Valley, MD
Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-27
  • S66 Uniform Combined State Law Examination
    2004-08-27
Designations

View on SEC IAPD

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