Ken Furuya

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 11/2024
  Pruco Securities, Llc.
  Bethesda, MD
• 06/2004 → Present
  Prudential Insurance Company Of America
  Bethesda, MD
• 11/2024 → Present
  Lpl Enterprise, Llc
  Hunt Valley, MD

Previous Registrations

• 2004-11-18 → 2024-11-14
  Pruco Securities, Llc.
  Hunt Valley, MD
  Bethesda, MD
  North Bethesda, MD
  Newark, DE
  Hunt Valley, MD

Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2004-08-27

Designations

• Chartered Financial Consultant