Barry Joseph Phillips

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 07/2017
  Foresters Equity Services, Inc.
  San Diego, CA
• 03/2019 → 08/2020
  Lincoln Investment Planning, Llc
  Fort Washington, PA
• 07/2017 → 04/2018
  American National Life Insurance
  Morton, PA
• 07/2017 → 03/2019
  Phillips Insurance And Financial Services
  Morton, PA
• 11/2020 → 12/2025
  Knights Of Columbus
  Morton, PA
• 07/2017 → 11/2020
  Phillips Insurance And Financial Services
  Morton, PA
• 08/2021 → 12/2025
  Knights Of Columbus Asset Advisors Llc
  New Haven, CT
• 01/2026 → Present
  National Life Group
  Morton, PA
• 01/2026 → Present
  Equity Services Inc
  Montpelier, VT

Previous Registrations

• 2023-05-30 → 2026-01-02
  Knights Of Columbus Asset Advisors Llc
  New Haven, CT
  Morton, PA

Other Businesses

*KING BROKERAGE OF VIRGINIA LLC, 35 FAIRHILL RD, MORTON, PA, 19070, ONGOING, INV REL, 01/2026, INSURANCE, AGENT, WRITE ALTERNATIVE PRODUCTS NOT CARRIED THRU DIRECT AFFILIATIONS AND CASES THAT NATIONAL LIFE CANNOT WRITE, DURING TRD/HRS, 5%*CORNERSTONE ADVISOR GROUP LLC, 35 FAIRHILL RD, MORTON, PA, 19070, ONGOING, INV REL, 01/2026, INSURANCE, AGENT, DURING TRD/HRS, 15%*PHILLIPS INSURANCE FINANCIAL SERVICES, 35 FAIRHILL RD, MORTON, PA, 19070, ONGOING, INV REL, 11/2025, INSURANCE OWNER, DURING TRD/HRS, 15%*THE SOCIETY OF FINANCIAL AWARENESS (SOFA), 35 FAIRHILL RD, MORTON, PA, 19070, ONGOING, INV REL, 03/2026, MEMBER AND SPEAKER, EDUCATIONAL SEMINARS, DURING TRD/HRS, 5%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-30
• S63 Uniform Securities Agent State Law Examination
  2015-02-16