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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| IA | RA | APPROVED | 2022-08-09 |
Branch Locations
6701 Westown Parkway Suite 260, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | West Des Moines | IA | 08/2010 | 08/2022 |
| Principal Life Insurance Company | Westdes Moines | IA | 08/2010 | 08/2022 |
| Bral Niedert Private Wealth Advisors | West Des Moines | IA | 07/2015 | Present |
| Commonwealth Financial Network | San Diego | CA | 08/2022 | Present |
1. Fixed insurance sales; as of 08/01/2022; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Bral Niedert Private Wealth Advisors LLC, a private entity established to facilitate securities, advisory, and insurance business; Located at 445 NE Bowman Dr Waukee, IA 50263 as of 07/2015 ; 2% time spent during business hours; Conducted at branch; Investment related. 3. President, MGB Holdings Inc.; a private entity established to facilitate securities, advisory, and insurance business; 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-26 |
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