Arlene Teresa Mendez-nouel

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-01-22
TX	RA	APPROVED	2016-01-21

FL RA
APPROVED

Since 2016-01-22
TX RA
APPROVED

Since 2016-01-21

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Palm Beach	FL	01/2016	Present

01/2016 → Present

Ubs Financial Services Inc.

Palm Beach, FL

Previous Registrations

2008-09-18 → 2016-02-18

Credit Suisse Securities (Usa) Llc

West Palm Beach, FL
2008-03-28 → 2008-09-24

Lehman Brothers Inc.

Palm Beach, FL

New York, NY

Palm Beach, FL

Other Businesses

CF Tolbert Aviation, Inc / 6971 N Federal Hwy, Ste 300 Boca Raton,Florida 33487 / Company/ Real Estate / real estate mgmt / Other / Property Manager / check property from time to time / Start Date 1/1/16 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-26
S63	Uniform Securities Agent State Law Examination	2005-03-23

S66 Uniform Combined State Law Examination

2008-03-26
S63 Uniform Securities Agent State Law Examination

2005-03-23

Other Names

Arlene Mendez-Nouel

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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