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Anthony Todd Duke

J.P. Morgan Securities LLC

Prescott, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-11
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

302 W Gurley St, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Prescott AZ 10/2012 Present
Jpmorgan Chase Bank, N.A. Prescott AZ 09/2009 Present
Previous Registrations
  • 2009-09-23 → 2012-10-01
    Chase Investment Services Corp.
    Bullhead City, AZ
    Lake Havasu City, AZ
    Kingman, AZ
    Lake Havasu City, AZ
    Parker, AZ
    Lake Havasu City, AZ
    Mohave Valley, AZ
    Bullhead City, AZ
    Lake Havasu City, AZ
    Sedona, AZ
    Bullhead City, AZ
    Flagstaff, AZ
    Grand Canyon, AZ
    Sedona, AZ
    Camp Verde, AZ
    Chino Valley, AZ
    Flagstaff, AZ
    Lake Havasu City, AZ
    Olympia, WA
    Aberdeen, WA
    Chehalis, WA
    Phoenix, AZ
    Flagstaff, AZ
    Mohave Valley, AZ
    Cottonwood, AZ
    Bullhead City, AZ
    Lake Havasu City, AZ
    Parker, AZ
    Prescott, AZ
    Prescott Valley, AZ
    Show Low, AZ
    Prescott Valley, AZ
    Kingman, AZ
    Prescott, AZ
    Payson, AZ
    Lake Side, AZ
    Prescott, AZ
    Prescott Valley, AZ
    Wickenburg, AZ
    Prescott, AZ
  • 2007-09-26 → 2009-09-09
    Cetera Investment Services Llc
    Puyallup, WA
  • 2007-08-06 → 2007-09-05
    First Montauk Securities Corp.
    Dupont, WA
  • 2005-09-06 → 2007-07-12
    Cetera Investment Services Llc
    Puyallup, WA
    Tacoma, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-30
S63 Uniform Securities Agent State Law Examination 2004-08-04
  • S65 Uniform Investment Adviser Law Examination
    2005-08-30
  • S63 Uniform Securities Agent State Law Examination
    2004-08-04
Other Names
  • Todd Duke

View on SEC IAPD

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LPL FINANCIAL LLC · PRESCOTT, AZ
AMERIPRISE FINANCIAL SERVICES, LLC · Prescott, AZ
WRIGHT WEALTH MANAGEMENT GROUP · PRESCOTT, AZ
THE MONEY AND VALUES GROUP · PRESCOTT, AZ
LPL FINANCIAL LLC · PRESCOTT, AZ
PURE FINANCIAL ADVISORS, LLC · Prescott, AZ
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Prescott, AZ
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