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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-22
NJ RA APPROVED 2018-12-18
  • NY RA
    APPROVED
    Since 2021-03-22
  • NJ RA
    APPROVED
    Since 2018-12-18

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Capital Inc. New York NY 09/2008 01/2017
Energy Transfer Partners Dallas TX 01/2017 07/2018
Neuberger Berman New York NY 12/2018 Present
Garden Leave Dallas TX 08/2018 11/2018
  • 09/2008 → 01/2017
    Barclays Capital Inc.
    New York, NY
  • 01/2017 → 07/2018
    Energy Transfer Partners
    Dallas, TX
  • 12/2018 → Present
    Neuberger Berman
    New York, NY
  • 08/2018 → 11/2018
    Garden Leave
    Dallas, TX
Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-01-14
  • S63 Uniform Securities Agent State Law Examination
    2005-01-14
Designations
  • Chartered Financial Analyst
Other Names
  • Hee J Ryoo
  • Hee Jung Ryoo
  • Helen Ryoo
  • Heejung Ryoo

View on SEC IAPD

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