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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-27
OH RA APPROVED 2005-08-09
  • TX RA
    APPROVED_RES
    Since 2020-06-27
  • OH RA
    APPROVED
    Since 2005-08-09

Branch Locations

1315 Corporate Dr Ste A, Hudson, OH 44236-4453 • United States

Akron, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hudson OH 09/2005 03/2020
Ameriprise Financial Services, Llc Hudson OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1315 corporate drivehudson ohio 44236, ,; ; 01/01/2013. Business Ownership; First Hudson Group LLC; ; An LLC was established to purchase a building to house our office. The building will be leased back to the seller until we are ready to occupy the facility in 2013 when our current lease expires.; 1315 Corporate DriveHudson Ohio 44236, ,; ; 01/01/2013; 60 hours per month; / MKC Management LLC; Management; Consulting; 1315 Corporate Dr, Ste A, , Hudson, OH, 44236; Not Investment-Related; 12/29/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Riverwoods HOA; Secretary; 1205 Woodsview Dr, , AKRON, OH, 44313; Not Investment-Related; 08/15/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; VP of Condo Assocation; I have been asked to sit on the board of my HOA for my office building. HUDSON PROFESSIONAL OFFICE PARK CONDOMINIUM UNIT OWNERS' ASSOCIATION, INC; 1315 Corporate Drive, , Hudson, OH, 44236; Not Investment-Related; 06/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Wings for Widows Volunteer; I would provide free financial advice for up to 17 hours per year to folks that are widows via an organization.; unknown, , Wayzata, MN, 55391; Investment-Related; 02/02/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-02-11
  • S63 Uniform Securities Agent State Law Examination
    2013-02-11

View on SEC IAPD

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