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Michael Raymond Goold

Old Slip Registered Investment Advisors, LLC

New York, NY

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Current Employers
Old Slip Registered Investment Advisors, Llc

40 Wall Street Floor 28, New York, NY 10005 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-03
  • NY RA
    APPROVED
    Since 2023-11-03

Branch Locations

40 Wall Street Floor 28, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quasar Distibutors, Llc Milwaukee WI 11/2013 12/2019
Glenmede Philadelphia PA 10/2013 12/2020
Quasar Distributors, Llc Milwaukee WI 03/2020 12/2020
Foreside Fund Services, Llc Havertown PA 11/2022 Present
Premier Investments, Llc Havertown PA 10/2022 11/2023
Unemployed Havertown PA 12/2020 10/2022
Old Slip Capital Partners, Llc New York NY 11/2023 Present
Old Slip Registered Investment Advisors, Llc New York NY 11/2023 Present
  • 11/2013 → 12/2019
    Quasar Distibutors, Llc
    Milwaukee, WI
  • 10/2013 → 12/2020
    Glenmede
    Philadelphia, PA
  • 03/2020 → 12/2020
    Quasar Distributors, Llc
    Milwaukee, WI
  • 11/2022 → Present
    Foreside Fund Services, Llc
    Havertown, PA
  • 10/2022 → 11/2023
    Premier Investments, Llc
    Havertown, PA
  • 12/2020 → 10/2022
    Unemployed
    Havertown, PA
  • 11/2023 → Present
    Old Slip Capital Partners, Llc
    New York, NY
  • 11/2023 → Present
    Old Slip Registered Investment Advisors, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-06
S63 Uniform Securities Agent State Law Examination 2004-11-05
  • S65 Uniform Investment Adviser Law Examination
    2013-06-06
  • S63 Uniform Securities Agent State Law Examination
    2004-11-05
Other Names
  • Michael Goold
  • Michael Raymond Goold
  • Michael R Goold

View on SEC IAPD

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