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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-30 |
| NC | RA | APPROVED | 2023-06-15 |
| NJ | RA | APPROVED | 2020-03-20 |
| CT | RA | APPROVED | 2020-02-13 |
Branch Locations
331 Newman Springs Road Building 2, Suite 312- 3Rd Floor, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates Inc. | Syosset | NY | 04/2004 | 11/2019 |
| Herbert J. Sims & Co, Inc | Red Bank | NJ | 11/2019 | Present |
| Herbert J. Sims Capital Management | Red Bank | NJ | 02/2020 | Present |
Geoffrey Von der Linden is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Von der Linden began his association with HJSCM on 2/2020 and devotes approximately 15% of his time to HJSCM and also devotes approximately 5% to insurance business; however, Mr. von der Linden's primary business is providing brokerage services through the broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-22 |
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