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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-14
WI RA APPROVED 2004-12-08
  • TX RA
    APPROVED_RES
    Since 2022-07-14
  • WI RA
    APPROVED
    Since 2004-12-08

Branch Locations

2901 E Enterprise Ave, Appleton, WI 54913 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Appleton WI 10/2004 Present
Thrivent Financial Appleton WI 06/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-07
S63 Uniform Securities Agent State Law Examination 2004-07-29
  • S65 Uniform Investment Adviser Law Examination
    2004-12-07
  • S63 Uniform Securities Agent State Law Examination
    2004-07-29

View on SEC IAPD

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