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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-06
TX RA APPROVED 2022-10-05
  • CA RA
    APPROVED
    Since 2022-10-06
  • TX RA
    APPROVED
    Since 2022-10-05

Branch Locations

350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

550 N Bland Blvd, Glendale, CA 91203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc North Hollywood CA 08/2013 09/2022
Jp Morgan Chase Bank, N.A. North Hollywood CA 01/2018 09/2022
Wells Fargo Clearing Services, Llc Encino CA 09/2022 Present
Previous Registrations
  • 2013-08-01 → 2022-10-06
    Toluca Lake, CA
    North Hollywood, CA
    Glendale, CA
    North Hollywood, CA
    Toluca Lake, CA
  • 2010-04-30 → 2013-07-31
    Panorama City, CA
    North Hollywood, CA
    Toluca Lake, CA
    Sherman Oaks, CA
    Sherman Oaks, CA
    Sherman Oaks, CA
    Sherman Oaks, CA
    Sherman Oaks, CA
    Woodland Hills, CA
    La Crescenta, CA
    Burbank, CA
    Burbank, CA
  • 2009-05-02 → 2010-05-04
    Chase Investment Services Corp.
    North Hollywood, CA
    North Hollywood, CA
  • 2008-07-01 → 2009-05-02
    Wamu Investments, Inc.
    Northridge, CA
    North Hollywood, CA
    North Hollywood, CA
    Northridge, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-30
S63 Uniform Securities Agent State Law Examination 2004-10-22
  • S65 Uniform Investment Adviser Law Examination
    2008-06-30
  • S63 Uniform Securities Agent State Law Examination
    2004-10-22
Other Names
  • Andy Mazmanian
  • Andranik Mazmanian

View on SEC IAPD

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