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Christopher Douglas Griffin

Raymond James Financial Services Advisors, Inc

Selma, AL

CRD 4819646

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-08-03
  • AL RA
    APPROVED
    Since 2015-08-03

Branch Locations

808 Alabama Avenue, Selma, AL 36701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Selma AL 07/2015 Present
Raymond James Financial Services Advisors Inc. Selma AL 08/2015 Present
Boyd Financial Group Llc Selma AL 07/2015 11/2022
Previous Registrations
Other Businesses

(1)Name of Business: Meridiem Advisory Group LLC / formerly Gateway Partners LLC Address: 808 Alabama Ave, Selma, AL, 36701-4624, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/23/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA, operations, client support

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-18
  • S66 Uniform Combined State Law Examination
    2007-04-18
Other Names
  • Chris Griffin

View on SEC IAPD

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