Matthew Christopher Dupuis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenbelt, MD
• 06/2011 → Present
  Bank Of America,N.A.
  New York, NY

Previous Registrations

• 2008-06-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Greenbelt, MD
• 2007-05-29 → 2008-07-02
  Citigroup Global Markets Inc.
  Washington, DC
  Washington, DC
• 2007-01-16 → 2007-05-29
  Citicorp Investment Services
  Washington, DC
• 2006-10-30 → 2006-11-02
  M&T Securities, Inc.
  Baltimore, MD

Other Businesses

I*82270FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LARCHMONT MAMARONECK YOUTH LACROSSEINVESTMENT RELATED: NADDRESS OF BUSINESS: 1 CHATSWORTH AVE, LARCHMONT, NEW YORK 10538NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 6/10/2015NUMBER OF HOURS DEVOTED: 70 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I HAVE DONATED MY TIME OVER THE LAST YEAR HELPING COACH A 5TH GRADE TRAVEL LACROSSE TEAM IN LARCHMONT NY THIS WAS A 4 MONTH SEASON THAT ENDED LAST NIGHT JUNE 10TH. I*1963270, Entity Type:Entity Charitable , Name of OBA: Larchmont Mamaroneck Youth Lacrosse Association, Inc. Address: Larchmont, NY 10538 Investment Related: No Position, Title, Association: Board Member Employee Start Date:09/02/2024 No Hours: 5 hrs weekly No Hours during trading: Duties: LMYL Travel Commissioner I*3717270, Entity Type: , Name of OBA: Rental Property 1, Address: Madison , Connecticut, 06443, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 03/01/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2006-09-29

Other Names

• Matthew C Dupuis